Skip to main content

Displaying Journal Articles for Author SEC Issues

Warning Signs of Financial Distress
Journal Issue:
Nov 2016
Bankruptcy Code: none Bankruptcy Rule:
Topic Tags:
Financial Advisors, Fraud, Valuation, Finance and Banking, Investment Banking, SEC Issues
Identifying the “Source”: The Trustee’s Tracing Burden in Preference Claims
Journal Issue:
July 2016
Bankruptcy Code: 547 Bankruptcy Rule: none
Topic Tags:
Preferences, SEC Issues, Uniform Commercial Code/Article 9
Unharnessing the Governmental-Unit Stay Exception: SEC v. Miller
Journal Issue:
May 2016
Bankruptcy Code: 11 U.S.C. § 362 Bankruptcy Rule: none
Topic Tags:
Automatic Stay, Claims, Bankruptcy Litigation, Practice and Procedure, Business Reorganization, Commercial Fraud, Govt. Claims/Sovereign Immunity, SEC Issues
Have We Learned from Previous Stock Meltdowns?
Journal Issue:
Nov 2015
Bankruptcy Code: none Bankruptcy Rule: none
Topic Tags:
Financial Advisors, Valuation, Mortgage, Finance and Banking, Investment Banking, SEC Issues
New Trust Protects Fiduciaries of Distressed Companies
Journal Issue:
Nov 2015
Bankruptcy Code: none Bankruptcy Rule: none
Topic Tags:
Asset Sales, Bankruptcy Litigation, Corporate Governance, Creditors' Committee, Executory Contracts/Leases, Financial Advisors, Legislation, Practice and Procedure, Bankruptcy Taxation, Business Reorganization, Finance and Banking, Govt. Claims/Sovereign Immunity, Insurance, Investment Banking, Labor/Employment, Public Companies and Claims Trading, SEC Issues, Turnaround Issues, Unsecured Trade Creditors
Legislative Highlights October 2015
Journal Issue:
Oct 2015
Bankruptcy Code: none Bankruptcy Rule: none
Topic Tags:
Business Reorganization, Public Companies and Claims Trading, SEC Issues
Don’t Forget About Trust Indenture Act When Restructuring Public Debt Securities Out of Court
Journal Issue:
Mar 2015
Bankruptcy Code: none Bankruptcy Rule: none
Topic Tags:
Practice and Procedure, SEC Issues, Turnaround Issues
Revisiting Presumption Against Extraterritoriality in Avoidance Actions
Journal Issue:
Sep 2014
Bankruptcy Code: none Bankruptcy Rule: 550, none, 2014
Topic Tags:
Financial Advisors, Legislation, Venue/Jurisdiction, International Insolvency, Investment Banking, SEC Issues
Muni Bonds Pension Liabilities and Investment Due Diligence
Journal Issue:
Jul 2014
Bankruptcy Code: none Bankruptcy Rule: none, 2014
Topic Tags:
Financial Advisors, Govt. Claims/Sovereign Immunity, Health Care, Labor/Employment, Municipal Bankruptcy, SEC Issues
Seventh Circuit Gives More Shelter to Investors under 546(e)
Journal Issue:
Jun 2014
Bankruptcy Code: 546, 547 Bankruptcy Rule: 549, none, 2014
Topic Tags:
Fraud, Preferences, Commercial Fraud, SEC Issues