Article Exchange Discover the latest articles and insights from our community Featured Test Blog Exchange et dolore adipiscing eiusmod et ut consectetur magna adipiscing amet June 10, 2025 • 8 min read Read Article Sort by Sort by OldestLatest View: March 18, 2011 The Evolution of the Ordinary Business Exclusion We were quoted in a recent Compliance Week story (subscription required) on the evolution of the ordinary business exclusion in getting the SEC staff to agree on companies no-action requests for Rule 14a-8 shareholder proposal. The exclusi 6 min read Read More March 18, 2011 Now a Word on the Substantial Implementation Exclusion We did so well with our sound bites in our last interview that we were again quoted by Compliance Week (subscription required) on another Rule 14a-8 story, this time on substantial implementation. Its easy to show the SEC that youve subst 6 min read Read More March 18, 2011 Shareholder Engagement A Study You cant talk about governance these days without someone bringing up shareholder engagement, so its not surprising that there is now a study on the subject. This ISS and IRRC study claims to be first ever benchmarking about engagement, 6 min read Read More March 18, 2011 When Director Biographies are Required The SEC staff issued a surprising CDI recently. Seems that the biographies of directors who are not standing for re-election are required to be disclosed under both Item 401(a) and Item 401(e) of Regulation S-K, if not technically in the pr 6 min read Read More March 18, 2011 SEC Proposal Clarifies No Change to Beneficial Ownership Rules for Swaps The SEC just issued a proposal to clarify that there will be no changes to the beneficial ownership rules for security-based swaps. The concern was that language in the Dodd-Frank Act implied that if the SEC failed to enact new beneficial own 6 min read Read More March 18, 2011 SEC Proposal Clarifies No Change to Beneficial Ownership Rules for Swaps The SEC just issued a proposal to clarify that there will be no changes to the beneficial ownership rules for security-based swaps. The concern was that language in the Dodd-Frank Act implied that if the SEC failed to enact new beneficial own 6 min read Read More Pagination first First page previous Previous page … 10702 10703 10704 10705 10706 10707 10708 10709 10710 … next Next page last Last page
