Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight

Hearing Date :2011-09-13T00:00:00
Committee :House Financial Services Capital Markets and Government Sponsored Enterprises Subcommittee
Sub Committee :
Congress Number :112

Tuesday, September 13, 2011 - 12:00

ABI Tags

House Financial Services Capital Markets and Government Sponsored Enterprises Subcommittee

112

Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Pro…