No Easy Answers: Hypotheticals that Test Your Ethical Core

Presented by IWIRC New England Network Financial professionals often face difficult ethical decisions involving fraud, misconduct and unclear boundaries. This session covers key Rules of Professional Conduct — 4.1, 5.5, and 7.3 — and explore how to apply them in real-world situations. Participants examine ethical gray areas, weigh competing responsibilities, and learn practical strategies for managing risk and seeking guidance when needed.